Townsquare Media, Inc.
|
(Name of Issuer)
|
Class A Common Stock, $0.01 par value per share
|
(Title of class of securities)
|
892231-10-1
|
(CUSIP Number)
|
Robert Roderick
|
Managing Director
|
GE Capital Equity Holdings, LLC
|
201 Merritt 7
|
Norwalk, CT 06851
|
(203) 229-5000
|
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
|
June 3, 2016
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 892231-10-1
|
13D
|
Page 2
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
GE Capital Equity Holdings, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
2,996,283 (see Item 5) (1)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
2,996,283 (see Item 5) (1)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
|
|
|
||
2,996,283 (see Item 5) (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
22.2% (see Item 5) (2)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
OO
|
|
|
|||
|
|
(1) | Represents shares of Class A Common Stock of Townsquare Media, Inc. (the “Issuer”) issuable upon conversion of the 2,996,283 shares of Class C Common Stock directly owned by GE Capital Equity Holdings, LLC (“GECEH”). Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by GECEH are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 10,477,551 shares of Class A Common Stock outstanding as of May 9, 2016 (as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 10, 2016), plus the number of shares of Class A Common Stock issuable to GECEH upon conversion of all of the shares of Class C Common Stock owned by GECEH. |
CUSIP No. 892231-10-1
|
13D
|
Page 3
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
GE Business Financial Services, Inc
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
144,284 (see Item 5) (1)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
144,284 (see Item 5) (1)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
|
|
|
||
144,284 (see Item 5) (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.4% (see Item 5) (2)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
CO
|
|
|
|||
|
|
(1) | Represents shares of Class A Common Stock of the Issuer issuable upon conversion of the 144,284 shares of Class C Common Stock directly owned by GE Business Financial Services, Inc. (“GEBFS”). Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by GEBFS are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 10,477,551 shares of Class A Common Stock outstanding as of May 9, 2016 (as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 10, 2016), plus the number of shares of Class A Common Stock issuable to GEBFS upon conversion of all of the shares of Class C Common Stock owned by GEBFS. |
CUSIP No. 892231-10-1
|
13D
|
Page 4
|
1
|
NAME OF REPORTING PERSONS
|
|
|
||
AN Capital Corporation
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
117,572 (see Item 5) (1)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
117,572 (see Item 5) (1)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
|
|
|
||
117,572 (see Item 5) (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.1% (see Item 5) (2)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
CO
|
|
|
|||
|
|
(1) | Represents shares of Class A Common Stock of the Issuer issuable upon conversion of the 117,572 shares of Class C Common Stock directly owned by AN Capital Corporation (“AN Capital”). Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by Antares are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 10,477,551 shares of Class A Common Stock outstanding as of May 9, 2016 (as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 10, 2016), plus the number of shares of Class A Common Stock issuable to AN Capital upon conversion of all of the shares of Class C Common Stock owned by AN Capital. |
CUSIP No. 892231-10-1
|
13D
|
Page 5
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
GE Capital US Holdings, Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
3,258,139 (see Item 5) (1)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
3,258,139 (see Item 5) (1)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0 (see Item 5) (1)
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
|
|
|
||
3,258,139 (see Item 5) (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
23.7% (see Item 5) (2)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
CO
|
|
|
|||
|
|
(1) | Represents shares of Class A Common Stock of the Issuer issuable upon conversion of the 3,258,139 shares of Class C Common Stock in the aggregate directly owned by GECEH, GEBFS and AN Capital. GECEH, GEBFS and AN Capital are direct or indirect wholly-owned subsidiaries of GE Capital US Holdings, Inc. (“GE Capital-US”), and GE Capital-US is a beneficial owner of such shares. Each holder of Class C Common Stock is entitled to convert at any time all or any part of such holder’s shares into an equal number of shares of the Issuer’s Class A Common Stock, subject to restrictions set forth in the Issuer’s certificate of incorporation. Holders of the Issuer’s Class C Common Stock are not entitled to vote on matters to be voted upon by shareholders generally, whereas each share of the Issuer’s Class A Common Stock entitles its holder to one vote and each share of Issuer’s Class B Common Stock entitles its holder to ten votes. |
(2) | Assumes (i) all of the shares of Class C Common Stock owned by GECEH, GEBFS and AN Capital are converted into shares of Class A Common Stock and (ii) and no other shares of Class C Common Stock and no shares of Class B Common Stock are converted into Class A Common Stock. Percent of Class A Common Stock calculated based on 10,477,551 shares of Class A Common Stock outstanding as of May 9, 2016 (as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 10, 2016), plus the number of shares of Class A Common Stock issuable to GECEH, GEBFS and AN Capital upon conversion of all of the shares of Class C Common Stock owned by them. |
CUSIP No. 892231-10-1
|
13D
|
Page 6
|
1
|
NAME OF REPORTING PERSON
|
|
|
||
General Electric Company
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
Disclaimed (see row 11 below)
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
Disclaimed (see row 11 below)
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
|
|
|
||
Beneficial ownership of all shares disclaimed by General Electric Company
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
Not applicable (see row 11 above)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
CO
|
|
|
|||
|
|
Item 2. | Identity and Background. |
Item 4. | Purpose of Transaction. |
Item 5. | Interest in Securities of the Issuer. |
(a)
|
The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 2, as of June 3, 2016, are incorporated herein by reference. As of June 3, 2016, GE Capital-US was the beneficial owner of 3,258,139 of shares of Class A Common Stock issuable upon conversion of the 3,258,139 shares of Class C Common Stock in the aggregate directly owned by GECEH, GEBFS and AN Capital, which represents 23.7% of the number of shares of Class A Common Stock outstanding based on (i) 10,477,551 shares of Class A Common Stock outstanding as of May 9, 2016 (as disclosed in the Issuer’s Form 10-Q filed with the SEC on May 10, 2016), plus (ii) the number of shares of Class A Common Stock issuable to GECEH, GEBFS and AN Capital upon conversion of the shares of Class C Common Stock owned by them).
|
(b) | The responses of the Reporting Persons to (i) Rows (7) through (10) of the cover pages of this Amendment No. 2 and (ii) Item 5(a) hereof, in each case, as of June 3, 2016, are incorporated herein by reference. |
(c) | Except for the termination described in Item 4 of this Amendment No. 2 (which is incorporated herein by reference), none of the Reporting Persons, nor, to their knowledge any of the Scheduled Persons, has effected any transaction in Class A Common Stock during the past 60 days. |
(d) | Not applicable. |
(e) | Not applicable. |
Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Item 7. | Material to be Filed as Exhibits. |
Exhibit No.
|
Exhibit Description
|
11
|
Joint Filing Agreement, by and among the Reporting Persons.*
|
12
|
Power of Attorney (GE Capital US Holdings, Inc.).*
|
13
|
Power of Attorney (General Electric Company).*
|
* Filed herewith.
|
GE CAPITAL EQUITY HOLDINGS, LLC
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Managing Director
|
|||
GE BUSINESS FINANCIAL SERVICES INC.
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Vice President
|
|||
AN CAPITAL CORPORATION
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Vice President
|
|||
GE CAPITAL US HOLDINGS, INC.
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Attorney-in-fact
|
|||
GENERAL ELECTRIC COMPANY
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Attorney-in-fact
|
Exhibit No.
|
Exhibit Description
|
Joint Filing Agreement, by and among the Reporting Persons.*
|
|
Power of Attorney (GE Capital US Holdings, Inc.).*
|
|
Power of Attorney (General Electric Company).*
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Anne M. Bortolot
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Chief Risk Officer – Leverage Finance – GE Capital
|
Karen Austin
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Senior Vice President – GE Capital Equity Holdings, Inc.
|
Robert Roderick
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Managing Director - GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Gregory D. Cameron
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Vice President – GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Robert Roderick
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Managing Director – GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Anne M. Bortolot
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Chief Risk Officer – Leverage Finance – GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Anne M. Bortolot
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Chief Risk Officer – Leverage Finance – GE Capital
|
Robert Roderick
|
GE Capital US Holdings, Inc.
201 Merritt 7
Norwalk, CT 06851
|
Managing Director
GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Robert C. Green
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Chief Financial Officer
GE Capital
|
Keith S. Sherin
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Chief Executive Officer
GE Capital
|
Mark W. Midkiff
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Chief Risk Officer
GE Capital
|
Gregory D. Cameron
|
GE Capital US Holdings, Inc.
201 Main Avenue
Norwalk, CT 06851
|
Vice President
GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Keith S. Sherin
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Chairman of the Board President and Chief Executive - GE Capital
|
Robert C. Green
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Chief Financial Officer
GE Capital
|
Daniel C. Janki
|
GE Capital US Holdings, Inc.
201 High Ridge Road
Stamford, CT 06927
|
Senior Vice President, Corporate Treasury and Global Funding Operation - GE Capital
|
Mark W. Midkiff
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Chief Risk Officer
GE Capital
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Walter F. Ielusic
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Senior Vice President and Controller – General Electric Company
|
James M. Waterbury
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
Senior Vice President and General
Counsel – GE Capital
|
Richard A. Laxer
|
GE Capital US Holdings, Inc.
901 Main Avenue
Norwalk, CT 06851
|
President and Chief Executive Officer,
GE Capital International
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Sébastien M. Bazin
|
Tour Séquana
82 rue Henri Farmna
CS 20077, 92445
Issy-les-Moulineaux
|
Chairman & CEO, AccorHotel
|
W. Geoffrey Beattie
|
Generation Capital
17 Prince Arthur Avenue
Third Floor
Toronto, Canada M5R1B2
|
Chief Executive Officer, Generation Capital
|
John J. Brennan
|
The Vanguard Group, Inc.
100 Vanguard Boulevard
Malvern, PA 19355
|
Chairman Emeritus and Senior Advisor, The Vanguard Group, Inc. (global investment management)
|
Francisco D’Souza
|
Cognizant Technology Solutions Corporation
Glenpointe Centre West
50 Frank W. Burr Blvd.
Teaneck, NJ 07666
|
Chief Executive Officer, Cognizant Technology Solutions Corporation (global information technology, consulting and business process outsourcing)
|
Marijn E. Dekkers
|
c/o Perspecta Trust
1 Liberty Lane, Suite 100
Hampton, NH 03842
|
Chairman of the Board, Unilever
|
Susan J. Hockfield
|
Massachusetts Institute of Technology
77 Massachusetts Avenue
Room 76-461
Cambridge, MA 02139
|
President Emerita and Professor of Neuroscience, Massachusetts Institute of Technology
|
Jeffrey R. Immelt
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Chairman of the Board and Chief Executive Officer, General Electric Company
|
Andrea Jung
|
Grameen America
150 West 30th St., 8th Floor
New York, NY 10001
|
President and CEO, Grameen America (nonprofit microfinance organization)
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Robert W. Lane
|
John Hancock Center
875 N. Michigan Avenue
Suite 3940
Chicago, IL 60611
|
Former Chairman of the Board and Chief Executive Officer, Deere & Company (agricultural, construction and forestry equipment)
|
Rochelle B. Lazarus
|
Ogilvy & Mather Worldwide
636 11th Avenue
New York, NY 10036-2010
|
Chairman Emeritus of the Board and former Chief Executive Officer, Ogilvy & Mather Worldwide (global marketing communications company)
|
Lowell C. McAdam
|
Verizon Communications
1095 Avenue of the Americas
New York, NY 10036-2010
|
Chairman and Chief Executive Officer, Verizon Communications
|
James J. Mulva
|
P.O. Box 940847
Houston, Texas 77094
|
Retired Chairman of the Board and Chief Executive Officer, ConocoPhillips (international integrated energy company)
|
James E. Rohr
|
The PNC Financial Services Group, Inc.
One PNC Plaza
249 Fifth Avenue
Pittsburgh, PA 15222-2707
|
Former Chairman of the Board and Chief Executive Officer, The PNC Financial Services Group, Inc. (financial services)
|
Mary L. Schapiro
|
Promontory Financial Group LLC
The Office of Mary Schapiro
801 17th Street, NW 11th Floor
Washington, DC 20006
|
Vice Chair, Advisory Board of Promontory Financial Group (consulting firm)
|
James S. Tisch
|
Loews Corporation
667 Madison Avenue
New York, NY 10065-8087
|
President and Chief Executive Officer, Loews Corporation (diversified holding company)
|
Citizenship:
|
|
Sébastien .M. Bazin
|
French
|
W. Geoffrey Beattie
|
Canada
|
Marijn E. Dekkers
|
Dutch & USA
|
Andrea Jung
|
Canada
|
All Others
|
U.S.A.
|
NAME
|
PRESENT
BUSINESS ADDRESS
|
PRESENT
PRINCIPAL OCCUPATION
|
Jeffrey R. Immelt
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Chairman of the Board and Chief Executive Officer
|
Jeffrey S. Bornstein
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Senior Vice President and Chief Financial Officer
|
Elizabeth J. Comstock
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Vice Chairman, Business Innovations
|
Alexander Dimitrief
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Senior Vice President, Secretary and General Counsel
|
Jan R. Hauser
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Vice President, Controller & Chief Accounting Officer
|
Susan P. Peters
|
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
|
Senior Vice President, Human Resources
|
John G. Rice
|
General Electric Company
Room 3303-3308, 33rd Floor
One Exchange Square
Hong Kong
|
Vice Chairman of General Electric Company; President & CEO, Global Growth & Operations
|
Keith S. Sherin
|
General Electric Company
901 Main Avenue
Norwalk, CT 06851
|
Vice Chairman of General Electric Company; Chairman & CEO, GE Capital
|
GE CAPITAL EQUITY HOLDINGS, LLC
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Managing Director
|
|||
GE BUSINESS FINANCIAL SERVICES INC.
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Vice President
|
|||
AN CAPITAL CORPORATION
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Vice President
|
|||
GE CAPITAL US HOLDINGS, INC.
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Attorney-in-fact
|
|||
GENERAL ELECTRIC COMPANY
|
||||
By:
|
/s/ Robert Roderick
|
|||
Name:
|
Robert Roderick
|
|||
Title:
|
Attorney-in-fact
|
Jim Waterbury
|
Dan Henson
|
|
Annie Bortolot
|
Barbara Lane
|
|
Peter Dibiasi
|
David Nason
|
|
Robert Roderick
|
Louis Natale
|
|
Brian Schwinn
|
Gail Pflederer
|
|
Peter Cooke
|
Michael Pastore
|
|
Barbara J. Gould
|
Paul Halas
|
GE Capital US Holdings, Inc.
|
|||
By:
|
/s/ Ryan Doherty
|
||
Ryan Doherty
Vice President and Secretary
|
/s/ Peggy Mevs
|
|
Peggy Mevs
|
|
Attesting Secretary
|
Jim Waterbury | Dan Henson |
Annie Bortolot | Barbara Lane |
Peter Dibiasi | David Nason |
Robert Roderick | Louis Natale |
Brian Schwinn | Gail Pflederer |
Peter Cooke | Michael Pastore |
Barbara J. Gould | Paul Halas |
General Electric Company
|
|||
By:
|
/s/ Christoph A. Pereira
|
||
Christoph A. Pereira
Chief Corporate, Securities & Finance Counsel and Associate Secretary
|
/s/ Brandon Smith
|
|
Brandon Smith
|
|
Attesting Secretary
|